ARRIVE INVESTMENT ADVISOR

Your Name : Email Id :

Contact Number : PAN No :

Process of client risk profiling

Clients are asked following questions and based on their responses, we allot following weight age to risk profiling questions and find out risk appetite of the

Questionnaire for risk profiling of the client

1. What is your age group?

18 to 30 Years (4 Points) 30 to 45 years (3 Points) 45 to 50 years (2 Points) Above 60 (1 Points)

2. What is your Trading Experience?

0 to 1 Years (1 Points) 1 to 2 years (2 Points) 3 to 5 years (3 Point) Above 5 Years (5 Point)

3.Where you found yourself in knowledge of Financial Markets Like Equity, Commodity, Currency and their Derivatives?

Beginner (1 Points) Fair(2 Points) Good (3 Points) Expert (4 Points)

4. What is Your Occupation?

Salaried- Private (2 Points) Salaried- Public (4 Points) business & Profession (3 Points) Pensioner (1 Points)

5. How much Percentage of your Monthly income you pay in EMI ?

0 to 5 % (4 Points) 5 to 20% (3 Points) 20 to 50 % (2 Points) Above 50 % (1 Points)

6. How many family members are dependent on your Income?

None (4 Points) 1 to 3 Person (3 Points) 3 to 6 Person (2 Points) Above 6 (1 Points)

7. Yearly Income ?

Below 2 Lacs (1 Points) 3 to 5 Lacs (2 Points) 5 to 10 Lacs (3 Points) Above 10 Lacs (4 Points)

8. Preferred Investment/Trading patterns ?

Intraday (4 Points) Long term Investment (2 Points) Hedging (1 Points)

9. What is Your Investment Objective ?

Capital Appreciation (4 Points) Regular Income (3 Points) Capital Appreciation & Regular Income (2 Points) None (1 Points)

10. Presently you are Investing in which Assets ?

Shares & Commodity (3 Points) Mutual Funds & Fixed Deposits (2 Points) Real Estate (Property) (1 Points) All of the Above (4 Points)

11. Size of your Emergency fund ?

More Than 6 Month Income (4 Points) 3 to 6 Month Income (3 Points) 1 to 3 Month Income (2 Points) Below One month Income (1 Points)

12. What is the first thought to Crossyour mind, when you invest your money ?

I should not lose my money (1 Points) It should not turn out to be a bad investment (2 Points) It should turn out to be a good investment (3 Points) I know this is a good decision (4 Points)

13. What do you normally associate with the word risk ?

Danger (1 Points) Thrill (2 Points) Uncertainty (3 Points) Opportunity (4 Points)

14. To what extent would you expose your investments to risk, to earn higher returns ?

Not at all (1 Points) About 20% (2 Points) 20 to 40% (3 Points) More than 50% (4 Points)

15. How would you feel if the performances of your recent investments are below expectations ?

Very upset (1 Points) Little upset, but hopes that it will improve in future (2 Points) Little upset but willing to take continue my Investment (3 Points) Not upset because I know that all investments carry risk (4 Points)

16. Would you invest in a company that underperformed in the past and caused you losses?

Definitely not (1 Points) May Perhaps I will (2 Points) Definitely yes be, but I am not sure (3 Points)

CLIENT DECLARATION

I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I will be held liable for it. I have read all the terms and conditions and risk discloser of Arrive Investment Advisor and I agree to take the service .

RISK DISCLOSURE

PLEASE READ THE BELOW BEFORE SUBSCRIBE ANY SERVICE WITH US.

Investments in Securities and commodities are subject to market and other risks and there is no assurance or guarantee that the objectives of any Services will be achieved. Traders/Investors in the services are not being offered any guaranteed/assured returns. Past performance[s] of these types of investments does not guarantee any future results. We do not have any refund & cancellation policy. All sales are final. Before subscriptions ensure that our products and services will meet your needs without the need to purchase, there will be absolutely no refund & cancellations. We do not offer refunds on subscriptions that have already been taken. By registering for service on website you have accepted all the terms and conditions. Prior to trading securities and commodities you must be aware of the risks involved. The high degree of leverage associated with these types of investments means that the degree of risk compared to other financial products is higher. Leverage (or margin trading) may work against you resulting in substantial loss. Arrive Investment Advisor accepts no liability for any loss, tax, commission, brokerage you may be required to pay on any profits/loss made during the service tenure with us. Trading on Margin involves a high level of risk and is not suitable for all investors. The high degree of leverage can work against you as well as for you and the speeds which profits and losses can occur, means that clients should monitor positions closely – it is the clients’ sole responsibility to monitor open trades. Before trading, you should carefully consider your investment objectives, level of financial experience, risk appetite and suitability of service offered by Arrive Investment Advisor. If you are at all unsure as to the suitability of the products offered by Arrive Investment Advisor. Please seek other/independent financial adviser. Only surplus funds should be placed at risk and anyone who does not have such funds should not participate in trading securities and commodities.

Your Total Score :-

Captcha*

Note : Clients with Long term Investment goal as investment objectives are not accepted at Arrive Investment Advisor.

Risk Analysis Form

Risk Analysis Form

CLIENT DECLARATION

RISK DISCLOSURE

Upload Risk Analysis Form

Direct Download Form