RISK PROFILE ASSESSMENT
An Investment Adviser is mandated to assess the risk bearing capacity of its client before giving any advice with respect to securities market. Regulations 16 & 17 of the Securities and Exchange Board of India (Investment Advisers) Regulations 2013 (“IA Regulations”) provides for Risk Profiling and Suitability Assessment for the client. Reg. 16(b) of the IA Regulations provide for assessing the client’s Ability and Willingness to take risk.
The risk profiling questionnaire is divided in to two parts: Part A of the questionnaire consist of 18 questions, which will help in determining as to how much risk is the client able to tolerate. Part B of the questionnaire consist of 12 questions, which will help in determining as to how much risk is the client willing to take. Each question have absolute and mutually exclusive responses carrying appropriate weights. The summation of all the weights associated with to selected responses will determine the Risk Score of the client, thereby classifying the client as High Risk Appetite, Moderate Risk Appetite or Low Risk Appetite, based on corresponding scores obtained by the client.
Following is the Risk profile assessment in compliance with abovementioned regulation
RISK PROFILING QUESTIONNAIRE
PART A= ASSESSMENT OF ABILITY OF CLIENT
5. Your current annual take-home income is?
8.Current Investment Amount?
PART B= ASSESSMENT OF WILLIGNESS OF CLIENT
CLIENT DECLARATION
I hereby declare that the details furnished above are true and correct to the best of my knowledge and belief and I undertake to inform you of any changes therein, immediately. In case any of the above information is found to be false or untrue or misleading or misrepresenting, I am aware that I will be held liable for it. I have read all the terms and conditions and risk discloser of Arrive Investment Advisor and I agree to take the service .
RISK DISCLOSURE
PLEASE READ THE BELOW BEFORE SUBSCRIBE ANY SERVICE WITH US.
Investments in Securities and commodities are subject to market and other risks and there is no assurance or guarantee that the objectives of any Services will be achieved. Traders/Investors in the services are not being offered any guaranteed/assured returns. Past performance[s] of these types of investments does not guarantee any future results. We do not have any refund & cancellation policy. All sales are final. Before subscriptions ensure that our products and services will meet your needs without the need to purchase, there will be absolutely no refund & cancellations. We do not offer refunds on subscriptions that have already been taken. By registering for service on website you have accepted all the terms and conditions. Prior to trading securities and commodities you must be aware of the risks involved. The high degree of leverage associated with these types of investments means that the degree of risk compared to other financial products is higher. Leverage (or margin trading) may work against you resulting in substantial loss. Arrive Investment Advisor accepts no liability for any loss, tax, commission, brokerage you may be required to pay on any profits/loss made during the service tenure with us. Trading on Margin involves a high level of risk and is not suitable for all investors. The high degree of leverage can work against you as well as for you and the speeds which profits and losses can occur, means that clients should monitor positions closely – it is the clients’ sole responsibility to monitor open trades. Before trading, you should carefully consider your investment objectives, level of financial experience, risk appetite and suitability of service offered by Arrive Investment Advisor. If you are at all unsure as to the suitability of the products offered by Arrive Investment Advisor. Please seek other/independent financial adviser. Only surplus funds should be
placed at risk and anyone who does not have such funds should not participate in trading securities and commodities.